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London Home Page > Jobs > Financial Services and Banking > Financial Services Regulatory Associate

Financial Services Regulatory Associate

Posted on: Sunday 29 September
Posting no: 1081429642

The Financial Services Group of this top 50 firm are looking for an experienced Financial Services Regulatory Associate to help develop the firms contentious and advisory financial regulatory practice. Excellent opportunities to engage in a wide variety of work within this growing group.

Financial Services Regulatory Associate 4yrs PQE
£70,000-£85,000 Benefits
Good Work/Life Balance
Dynamic Firm

The Financial Services sector is a major focus for this progressive firm. It is led by six partners who are all recognised as experts in their field and are widely considered to be a major player within the industry. They provide legal services to clients ranging from newly established financial services business to long established names. These include stockbrokers, futures brokers and dealers, corporate financiers, custodians and depositories, private banks, private wealth and institutional investment managers, insurers and a range of other specialists.

The groups work is divided into 4 main streams; FSMA advisory, FSMA contentious, Investment funds and Insurance. They are seeking an associate who will mainly work in and develop the firms FSMA contentious and advisory practices however, should they want it, the successful candidate can expect the opportunity to be involved in the full range of the group's work. The successful candidate can expect immediate responsibility, they will be actively involved in managing and developing client relationships and developing the group's and client's knowledge from the start.

The group are looking for a pragmatic and motivated lawyer with good academics and 4yrs PQE. In-house experience at a financial services firm whether legal, compliance or in the business will be viewed favourably but is not required. Ideally you will have been involved in assisting or advising on some or all of the following:

- regulatory and exchange investigations, disciplinary proceedings and enforcement actions;
- dealing and management issues (market abuse, short selling, market making, book building);
- clearing and settlement issues (including central counterparties);
- specialist areas including MTFs, Sls, CFDs, spread bets OTC transactions);
- customer complaints;
- financial promotions;
- FSMA perimeter issues;
- applications to the FSA;
- anti-money laundering issues including the JMLS guidance;
- drafting customer terms of business.

If you have experience of the above, a strong academic background (2:1 minimum) and want to find out more about this excellent opportunity then apply today.

Learn more about this opportunity by contact Andrew Smallwood in strict confidence on 0207 400 2050 or 07912 742 004 or

Andrew is currently handling a range of vacancies in this area of practice. For further information visit

EJ Legal is a market-leading specialist legal recruitment agency with a strong track record in mergers (advising on mergers between over 50 firms in the past 12 years), partner and associate level recruitment.

We have forged longstanding relationships with senior management and department heads at a complete range of top City (including Magic Circle), West End, boutique and US firms in London, as well as top regional firms throughout the UK and international law firms'overseas offices.

We are proud to have preferred supplier status with the majority of the Top 100 in the UK. We also regularly act for our private practice clients on an exclusive basis, therefore offering those lawyers that are registered with us many roles that are not available through any other agency.

Contact the ad poster

 Contacts of a commercial nature will NOT be entertained
phone: EJ Legal on 0207 400 2050